Chief Compliance Officer, Global High Net Worth Business
About the Company
Industry shaping financial services company
Industry
Insurance
Type
Public Company
Founded
1887
Employees
10,001+
Categories
Business Classifications
About the Role
The Company is in search of a Chief Compliance Officer for its Global High Net Worth business. The successful candidate will be responsible for leading the compliance function, ensuring the highest standards of regulatory compliance and ethical conduct across the organization's operations. This includes direct accountability for the legal entity in Bermuda and the representative office in the Dubai International Financial Centre, as well as oversight of international broker business channels in Singapore and Hong Kong. The role demands a strategic leader with at least 15 years' experience in high-net worth channels, such as private banking or wealth management, and a proven track record in Chief Compliance Officer roles within the financial services industry. Strong anti-money laundering and sanctions experience is essential, and knowledge of Islamic financial products and services is an asset. Key responsibilities for the Chief Compliance Officer include defining and applying regulatory compliance requirements, overseeing the compliance program, managing regulatory risks, and ensuring the effectiveness of the program through regular monitoring and assessment. The role also involves collaboration with senior management to foster a strong compliance culture, developing and implementing compliance strategies, and leading compliance training programs. The ideal candidate will have a Bachelor's degree in a related field, with an advanced degree or professional certification preferred, and must possess strong leadership, communication, and strategic thinking abilities. The position requires the ability to work effectively in a global, multicultural environment, and a background in actuarial science and financial or operational risk management is strongly preferred.
Hiring Manager Title
Asia Chief Compliance Officer
Travel Percent
Less than 10%
Functions
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